Mike practices in the areas of mergers and acquisitions, corporate finance, complex restructurings, securities law, executive employment and compensation, project finance, officer and director liability, internal investigations, intellectual property licensing, high net worth individual representation and general corporate and commercial law.
Mike has represented issuers in scores of private and public offerings of both equity and debt, including angel, seed, venture and institutional investments. He has extensive experience in business combinations and financings of all types and sizes, from less than $1 million to over $1 billion. He has counseled companies in regulatory compliance in a variety of areas, and has had extensive dealings with underwriters, investment bankers, broker-dealers, venture capital and private equity firms and other institutional investors and service providers. In addition, he has served as general corporate counsel to a wide range of companies, and has advised boards of directors, special committees, directors and officers on particular legal challenges.
He has advised individual officers and directors in mediation, litigation and negotiation in connection with class action securities suits and derivative claims, and provides advice about liability avoidance. He has further advised many executives on executive employment agreements and options and benefits packages, as well as their rights upon termination or departure.
Mike has worked on financings and M&A transactions in a wide variety of industries, including: information technology, Internet and software, fintech, crypto and blockchain, biotech, medical device, alternative and nuclear energy and other technologies; medical practices (including consolidations); aerospace and avionics; manufacturing; distribution; real estate; retail; transportation; service providers; seafood and fishing; gaming (including casino finance); media and entertainment (including online games and other media products); food, alcohol and restaurants; construction; pulp and paper; franchising; financial institutions; financial service providers, including RIAs and broker/dealers; leasing; travel; and other industries.
Mike has worked on many matters involving foreign components, and deals with lawyers from Canada, Mexico, Australia, and various countries in Europe, South America, Asia, and the Middle East. He speaks or has studied Spanish, Italian, French, German, Persian and Hebrew.
Mike and his wife are long-time residents of Mercer Island. Those of their four kids who haven’t flown the coop for parts east live in Seattle. He can be found in the Cascade mountains or on Whidbey Island most weekends year-round, hiking, snowshoeing or (especially) fly fishing. Having done various martial arts for over 40 years, he is an active 2nd degree black belt in Shudokan Karate, and practices Yang style T’ai Chi. Mike is an accomplished violinist (video below) and has performed in Carnegie Hall and Philharmonic Hall (now David Geffen Hall) in New York. He remains interested in epic poetry in dead languages.
Mike is grateful for the sacrifices of the men and women of our armed forces, and for Ryan Swanson’s tremendous support of Mike’s role as former Team Leader, Washington Campaign, of the Marine Corps Scholarship Foundation. Please consider contributing to honor Marines by educating their children: https://www.mcsf.org/.